供应链金融业务实践中的风险控制.pptVIP

SSCF贸易执行风险控制案例 （1） 合作方： 苏州市供应链金融服务公司（SSCF） 苏州市张家港HF电工器材制造有限公司 合作时间：2009年----现在 合作规模：20000万元/年 合作项目：原料采购执行、产品销售执仓储管理、 物流运输、产品出口报关、报检 监管标志的维护： 监管牌：新仓库、原仓库、办公室 监管标签：货架、托盘 SSCF质押监管风险控制案例 （2） 合作方： 苏州市供应链金融服务公司（SSCF） ××银行苏州分行 合作时间：2011年2月----2012年10月 合作规模：控货金额：32000万元 出质企业：五家 合作项目：钢材滚动式质押监管 1、至2012年末，苏州（华东）钢贸行业（福建周宁）出现整体风险风暴，99%质押监管业务出现危机。 2、苏汽物流集团（苏州市供应链金融服务公司）所监管的5家周宁商户，总计32000万元的监管货物没受任何损失，得到银行的高度评价。 一、 10项基本业务管理制度 1、 《供应链金融项目管理手册》（作业指导书） 2、 《供应链金融业务风险管理办法指引》 3、《供应链金融业务导入指引》 4、《SSCF项目评审制度》 5、《SSCF项目责任制度》 6、《SSCF员工工作报告（日报、周报、月报）制度》 7、《SSCF周会管理制度》 8、《资产监管人员管理制度》 9、《档案管理制度》 10、《客户管理（拜访）制度》 目 录 一、风险控制管理流程： 1、客户评级流程·················································4 2、风控评审流程·················································5 3、业务风控流程·················································6 4、风控监管巡查流程··········································7 5、监管质押应急流程··········································8 6、项目重要文件借阅流程····································9 二、信息系统管理流程： 7、监管质押系统管理流程···································10 三、业务管理流程： 8、业务接洽流程一··············································11 9、业务接洽流程二··············································12 10、监管质押流程···············································13 11、采购执行流程···············································14 12、期货业务总流程·············································15 13、保证金结算流程·············································16 14、交割流程···················································17 四、监管业务操作流程： 15、监管人员培训流程···········································18 16、监管质押入库流程···········································19 17、监管质押出库流程···········································20 18、日常工作操作流程···········································21 19、抽查仓库出入库流程········································22 20、每月盘点流程···············································23 五、行政管理流程： 21、日报汇总流程···············································24 22、会议流程·············