投资风险分析问卷.doc

客戶姓名: 投資帳戶號碼:9065-888-□□□□□-□ 投資風險分析問卷Investment Risk Analysis Questionnaire 1. 請問閣下的年齡介於Your age is in the rang of： □a. Above 75歲以上/Under 18歲以下 □b.66~75歲 □c.56~65歲 □d.46~55歲 □e.18~45歲。 2. 閣下現在是否持有以下任何投資產品？（可複選，以最高分之答案計分） Are you currently holding any of the below investment products? you may select more than 1 option □a.現金、存款、存款證、保本產品Cash, deposits, certificates of deposit, capital protected products □b.債券、債券基金Bonds, bond funds □c.外幣、非保本之貨幣掛鈎結構投資產品Foreign currencies, non capital protected currency linked structured products □d.股票、開放式基金（不包括債券基金或貨幣市場基金）、非保本之股票掛鈎結構投資產品、具投資成分的保險計畫、商品 Stocks, open-end funds excluding bond funds and money market funds, non capital protected equity linked structured products, investment-linked insurance plans, commodities □e.期權、期貨、認股權證 俗稱「窩輪」 Options, futures, warrants 3. 閣下有多久的投資經驗？ How many years of experience do you have with investment products？ □a. 沒有經驗 No experience □c. 3-6 年years □e. 10 年years □b. 3 年years □d. 7-10 年years 4.閣下對在投資上可能招致的金錢損失看法為何？ How will you feel about the possibility of losing part of your investment □a.我不能承擔任何投資上的損失。I cannot tolerate any loss in my investment □b.我可以承受輕微的投資波動。I can tolerate light volatility in my investment □c.我可以接受較高程度的投資風險去換取於中長期勝過通脹的回報潛力。I can accept higher level of investment risk over the medium/long term in return for the potential to earn returns substantially higher than inflation. □d.我並不太擔憂，因為我所做的是長期投資。I will not feel very uncomfortable as I am investing for the long term. □e.我可以忍受短期的波動以獲得更大的報酬。I will tolerate short volatility to get much more profits。 5.閣下現時已投資於價值波動之投資產品的資產，大概佔您資產（不包括自住物業）的百分之幾 Approximately what percentage of your assets excluding own use property is currently held in investment products where the value can fluctuate? □a.0% □c. 10%~25% □e. 50% □b. 0~10% □d. 25%~50% 6.在一段時間之內，投資價值可漲可跌，我們稱之為波動。一般而言，風險愈高的投資，其潛在波動性愈大，但潛在收益亦愈高。 相反的，風險愈低的投資，其潛在波動性愈小，但潛在收益亦相對較低。在一般情況下＊，您會願意投資於波動程度多大的投 資產品？Over a period of time the value of investments can rise and f