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Mixing on a Class of Rank One Transformations
Mixing on a Class of Rank One Transformations ?
Darren Creutz ? Cesar E. Silva ?
October 17, 2001, March 30, 2003
Abstract
We prove that a rank one transformation satisfying a condition called
restricted growth is a mixing transformation if and only if the spacer se-
quence for the transformation is uniformly ergodic. Uniform ergodicity
is a generalization of the notion of ergodicity for sequences, in the sense
that the mean ergodic theorem holds for a family of what we call dy-
namical sequences. The application of our theorem shows that the class
of polynomial rank one transformations, rank one transformations where
the spacers are chosen to be the values of a polynomial with some mild
conditions on the polynomials, that have restricted growth are mixing
transformations, implying in particular Adams’ result on staircase trans-
formations. Another application yields a new proof that Ornstein’s class
of rank one transformations constructed using “random spacers” are al-
most surely mixing transformations.
1 Introduction
1.1. Background. Rank one transformations are transformations defined in-
ductively using at each step a single Rohlin tower or column. They gained
importance with Ornstein’s construction of a mixing transformation with no
square root [Or72], and have been used as a source of examples and counterex-
amples in ergodic theory. Rank one mixing transformations have been shown
to enjoy many interesting properties. It is now known that rank one mixing
transformations are mixing of all orders [Ka84], [Ry93] and have the property
of minimal self-joinings, [Ki88], and in particular they are prime and have trivial
centralizer [R79] . We refer to [Fr70] for rank one constructions and [Fe97] for
a more recent survey of results.
1.2. History. Ornstein’s construction of a rank one mixing transformation uses
the notion of “random spacers” and yields a class of transformations so that al-
most surely a transformation in this class is mixing. These methods were used
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