表格13Form13.PDFVIP

表格 13 Form 13 指定指數套戥賣空參與者註冊申請 Application for Registration as Designated Index Arbitrage Short Selling Participant 中文 申請公司名稱 (in Chinese) Name of Applicant (聯交所參與者) 英文 (SEHK Participant) (in English) 注意事項 : Notes : 1. 倘若指定指數套戥的交易是其聯號的交易，申請公司須附上附有股權百分率的組織結構圖，以顯示申請公司與 其聯號的關係及／或倘若指定指數套戥的交易是香港期貨交易所有限公司（「期交所」）參與者的聯號的交易， 申請人需呈交附有股權百分率的組織結構圖，以顯示期交所參與者與其聯號的關係。 Please attach an organization chart with percentage shareholdings shown to depict the relationship between the Applicant and its affiliate(s) if the Designated Index Arbitrage Transactions are the trades of its affiliate(s) and/or an organization chart with percentage shareholdings shown to depict the relationship between an Exchange Participant of Hong Kong Futures Exchange Limited (HKFE) and its affiliate(s) if the Designated Index Arbitrage Transactions are the trades of the HKFE Participants affiliate(s). 2. 在期交所指定一位以上的指定指數套戥參與者進行指定指數套戥交易的申請人需就每一位指定指數套戥參與 者填報一份申請表，並註明每位指定指數套戥參與者用以進行指數套戥交易的編號。 The Applicant who has designated more than one Designated Index Arbitrage Participant (DIAP) in the HKFE to conduct Designated Index Arbitrage Transaction (DIAT), shall complete separate application Form for each DIAP and indicate the sequential numbers to be used by each DIAP for conducting DIATs. 3. 請回答所有表格內的問題及不要留空問題的答案部份。 如問題不適用，請填寫「不適用」。 填妥申請表後， 請填上申請日期，並加以簽署。 此表格可用機印或正楷填寫。 Please answer all the questions stated in the Form and do not leave any questions blank. If any question is not applicable, please state N.A.. Upon completion, please sign and date the Form. The Form may be typewritten or legibly