中国专利质量现状及提升对策的分析研究.pdfVIP

·摘 要 2007 年，中国专利申请总量突破400 万件。从申请量上看中国已是专利大国， 但专利申请量的大幅增长背后还有很多不乐观的事实：专利质量不高，创新不够， 其对中国的创新发展和国际竞争力的推动作用有限。与此相对应，国外发达国家纷 纷采取各种措施调整专利结构，以期实现从量到质的飞跃。 本文首先从中国目前实施知识产权战略和建设自主创新国家及国外专利结构调 整两个方面分析研究专利质量和提高专利质量的现实必要性。其次针对目前对专利 质量尚无一个科学具体的界定的现实。在总结前人研究的基础上，尝试从词源学和 专利质量衡量方法上入手，对专利质量在本文中做一初步界定。在界定专利质量的 前提下，利用数据，运用相关指标对中国专利质量现状进行分析。初步发现与国外 发达国家相比，中国专利申请结构不合理，发明专利在申请总量中所占比例较小， 专利授权尤其是发明专利授权量小，授权率低，专利寿命周期短，专利维持率低， 专利转化不理想，国内向国外申请专利及获得授权量小等事实。说明中国专利质量 不高，急需提高的必要。基于中国专利质量现状的分析结果，进一步分析中国专利 质量不高的影响因素，其主要体现在政策的不完善及投入不足，法律法规的不完善， 社会、企业等专利意识薄弱等方面。针对目前中国专利质量现状及其影响因素，提 出初步的对策即通过完善政策，加强投入，完善相关法律法规，增强社会、企业等 专利意识等措施来提高专利质量水平，推动中国专利战略发展，从而为实现知识产 权战略及建设自主创新国家服务。 关键词：专利质量 专利申请结构 影响因素 质量提升 IV Abstract Since patent system was carried out and taken into effect in China in 1985, the total number of patent application has reached more than 400million till 2007; however, we should pay attention to disadvantages of big number of patent application, low patent quality, and lack of capacity of innovation. Meanwhile developed countries have being taken measures to evaluate patent quality and quicken steps to regulate their patent structure, which gives enlightenment to Chinese patent system. This thesis, firstly analyzes realistic necessity of patent quality research and patent quality promotion. Secondly the thesis tries to give a comparatively specific definition of patent quality from the aspects of origin of vocabulary and evaluation measures of patent quality .Thirdly the thesis analyzes current situation of Chinese patent quality and draws a conclusion: Chinese patent quality is comparatively lower than that of developed countries for the following reasons: irrational patent structure, low proportion of invention patent in th