风险取向问卷只供个人客户.pdfVIP

Emperor Securities Limited 英皇證券 （香港 ）有限公司 Emperor Asset Management Limited 英皇資產管理有限公司 Risk Profile Questionnaire (For Individual Client) 風 險 取 向 問 卷 （只供 個 人客 戶 ） Date日期 ﹕ Name of the Client(s)* 客戶名稱 *﹕ Account No戶口號碼 ﹕ Name of the Account Executive 客戶經理姓名 ﹕ Completed the Risk Questionnaire previously? □ Yes 是 (Previous Risk Level 上次風險評級﹕ ) 曾填寫風險取向問卷 ？ □ No 否 * For the Joint Account, each Account Holder should complete a Client Risk Profile Questionnaire separately and the LEAST of Risk Tolerance Level among all account holders should be used. 對於聯名賬戶 ，每個戶口 持有人必需完成一份客戶風險取向問卷及將以所有戶口持有人中之最低風險承受程度為準 。 This questionnaire is designed to help you (“Investor”) to establish the own investment strategy by gaining a deeper understanding of investment knowledge and experience, market experience, and risk tolerance, etc. The answers will provide some indication of the risk profile for a typical investor with personal investment characteristics but may not match actual attitude towards investment risk. Investor are solely responsible for ensuring that the answers and information provide are accurate and up-to-date. Accordingly it is investor ’s responsibility to notify us in a timely manner if the circumstances have changed, as such may affect the assessment of the attitude toward investment risk. Please choose the answer which suits investor the most. Add up the points assigned to the answers and check against the Client Risk Tolerance Level Assessment result listed in Part (B). 透過「風險取向問卷」，可深入了解您 （“投資者” ）的投資知識和經驗、市場經驗和風險承受能力，幫助 投資者 確定自身的投資策略。投資者的答案未必與的實際風險取向相同 ，但表示擁有類似投資特性的典型投資者對投資 風險的態度 。 投資者須負責確保提供的答案及資料是準確及最新的。因此 ，若閣下的情況有變 ，須迅速作出通知 ，因為該變化 可能影響對閣下的風險取向評估 。 請選擇最適合的答案 。每題答案得