创业板公司融资约束与结构对研发效率的影响机理分析-analysis on the mechanism of financing constraints and structure of gem companies affecting research and development efficiency.docxVIP

finance constraints and technological efficiency and comprehensive efficiency, while finance constraints have negatively effect on economic efficiency. Financing structure on the RD efficiency is relatively complicated,different sources of financing have different influence on the RD efficiency, but endogenous financing for RD of positive influence is significant.Based on the results of positivist research in this paper, combining the present situation of the gem of GMEs financing and the problems found during the research, the essay comes up with according policy suggestion from the point of firms, financial institutions and government to improvement of small and medium-sized enterprise financing present situation and enhance the efficiency of the small and medium-sized enterprise research and development.Key words: The GEMs; Financing constraints; Financing structure; RD efficiency目 录 HYPERLINK \l _bookmark0 第一章 绪论 1 HYPERLINK \l _bookmark1 1.1 研究背景及意义 1 HYPERLINK \l _bookmark2 1.1.1 研究背景 1 HYPERLINK \l _bookmark3 1.1.2 研究目的及意义 2 HYPERLINK \l _bookmark4 1.2 国内外研究现状 2 HYPERLINK \l _bookmark5 1.2.1 国外研究现状 2 HYPERLINK \l _bookmark6 1.2.2 国内研究现状 5 HYPERLINK \l _bookmark7 1.2.3 国内外研究现状评价 6 HYPERLINK \l _bookmark8 1.3 研究内容、方法与论文结构 7 HYPERLINK \l _bookmark9 1.3.1 研究内容 7 HYPERLINK \l _bookmark10 1.3.2 研究方法 7 HYPERLINK \l _bookmark11 1.3.3 论文结构 8 HYPERLINK \l _bookmark12 1.4 论文创新点 9 HYPERLINK \l _bookmark13 第二章 融资约束与结构对研发效率影响机理的理论基础 11 HYPERLINK \l _bookmark14 2.1 融资约束对研发效率影响的理论基础 11 HYPERLINK \l _bookmark15 2.1.1 融资约束概念及形成原理 11 HYPERLINK \l _bookmark16 2.1.2 融资约束与研发效率关系的相关理论 11 HYPERLINK \l _bookmark17 2.1.3 融资约束对研发效率的影响机理 14 HYPERLINK \l _bookmark18 2.2 融资结构对研发效率影响的理论基础 15 HYPERLINK \l _bookmark19 2.2.1 企业融资结构 15 HYPERLINK \l _bookmark20 2.2.2 融资结构与研发效率关系的相关理论 15 HYPERLINK \l _bookmark21 2.2.3 融资结构对研发效率的影响机理 19 HYPERLINK \l _bookmark22 第三章 创业板公司研发效率的测度 21 HYPERLINK \l _bookmark23 3.1 研发活动价值实现路径分析 21 HYPERLINK \l _bookmark24 3.2 研发效率指数方法的确定 22 HYPERLINK \l _bo