商业性债权转股权之法律问题研究——以国有银行不良资产处置为实例-research on legal issues of commercial creditors rights to equity - taking the disposal of non-performing assets of state-owned banks as an example.docxVIP

华 华 中 科 技 大 学 硕 士 学 位 论 文 II II Abstract Historical experiences tell us that Non-performing Assets of banks and financial cri- sis are closely related. Huge Non-performing Assets in banks do great harm to national economic safety and political stability.How to dispose the Non-performing Assets is a se- rious problem that we must face to .From the experience of the first disposal of Non-performing Assets in state-owned commercial banks，we can see that there is no mutual system for Non-performing Assets disposal in China. This article is based on the comparisons of using foreign investment to dispose non-performing assets，overall trans- ferring full right to dispose non-performing assets ，Political Debt for Equity Swap and Commercial Debt for Equity Swap. Considering the status and characteristics of Chinas socialist market economy, This article discusses the stakeholders’ legal status and benefit protection in Commercial Debt for Equity Swap , as well as the legal definition and legal basis of Commercial Debt for Equity Swap, The article draws the conclusion that the most suitable way to dispose non-performing assets of the state-owned commercial Banks in China is Commercial Debt for Equity Swap. This article also suggest to put forward the Commercial Debt for Equity Swap into the enterprise Bankrupt Prevention System and establish the legislative proposals in Chinas national conditions of Commercial Debt for Equity Swap system. Key words：Non-performing Assets Political Debt for Equity Swap Commercial Debt for Equity Swap Bankrupt Prevention System 独创性声明 本人声明所呈交的学位论文是我个人在导师指导下进行的研究工作及取得的研 究成果。尽我所知，除文中已经标明引用的内容外，本论文不包含任何其他个人或 集体已经发表或撰写过的研究成果。对本文的研究做出贡献的个人和集体，均已在 文中以明确方式标明。本人完全意识到，本声明的法律结果由本人承担。 学位论文作者签名： 日期： 年 月 日 学位论文版权使用授权书 本学位论文作者完全了解学校有关保留、使用学位论文的规定，即：学校有权 保留并向国家有关部门或机构送交论文的复印件和电子版，允许论文被查阅和借阅。 本人授权华中科技大学可以将本学位论文的全部或部分内容编入有关数据库进行检 索，可以采用影印、缩印或扫描等复制手段保存和汇编本学位论文。 本论文属于 保密□ ，在 年解密后适用本授权书。 不保密□。 （请在以上方框内打“√”） 学位论文作者签名： 指导教师签名： 日期： 年 月 日 日期： 年 月 日 华