陕西省交通建设集团公司2018第一期短期融资券法律意见书.pdfVIP

目 录 本所特别声明如下： ················································· 2 一、本期发行的主体资格 ··········································· 3 （一）法人资格 ······················································· 3 （二）非金融企业 ···················································· 3 （三）交易商协会自律管理 ········································ 4 （四）历史沿革 ······················································· 4 （五）有效存续 ······················································· 5 二、本期发行的批准和授权 ········································ 5 （一）内部决议程序 ················································· 5 （二）出资人批复 ···················································· 5 （三）本期发行额度在批准额度之内 ···························· 6 （四）外部注册程序 ················································· 6 三、本期发行的发行文件及有关机构 ···························· 6 （一）募集说明书 ···················································· 6 （二）评级报告 ······················································· 7 （三）法律意见书 ···················································· 8 （四）审计报告 ······················································· 8 （五）承销机构 ····················································· 10 四、与本期发行有关的重大法律事项及潜在法律风险 ····· 11 （一）注册金额 ····················································· 11 （二）募集资金用途 ··············································· 13 （三）法人治理情况 ··············································· 14 （四）业务运营情况 ··············································· 15 （五）受限资产情况 ··············································· 26 （六）或有事项 ····················································· 30 （七）重大资产重组情况 ········································· 33 （八）信用增进情况 ··············································· 33 （九）需说明的其他问题 ········································· 33 五、结论性意见 ····················································· 41 西安市高新区锦业一路 10 号中投国际 B座 24、25 层