我国集合投资类理财产品的治理及完善 - 清华大学五道口金融学院.pdfVIP

Abstract: The governance of collective investment schemes play a very important role in protection of investors and the development of financial market. Compared with international best practices, the legal frame work of the asset management products in China, the rights of investors, the independence of its property, and governance entity of these products need to be improved. The author suggests that the three regulators should establish legal frame work of the asset management products on the basis of corporation and communication. To avoid great impacts on the fi nancial market, the new institution should be implemented step by step, allowing the existing products to operate according to the old rules. Key words: collective investment financial products, financial products governance structure, investor interest protection, financial supervision