投资产品服务表格.PDFVIP

投資產品服務表格 Investment Product Services Form Applicable to non-exchange traded investment products and transactions only 只適用於非交易所買賣的投資產品及交易 Client Information 客戶資料 Account Name 帳戶名稱 : Account No. 帳戶號碼 : Account Manager/ Sales Staff/ Department 客戶經理/ 銷售人員/ 業務部門 : Name of licensed person 持牌人士名稱 : AE No. 經紀號碼 : Clients Acknowledgement and Confirmation 客戶同意確認書 1. I/We acknowledge that BOCOM shall not be responsible for the products or services provided by the investment product issuer, including the losses and charges arising out of my/our transactions with the investment product issuer. 本人/本公司知悉及清楚明白，交銀國際不會就任何關於該投資產品發行人提供的產品或服務承担任何責任，包括因本人/本公司與投資產品發行人 進行交易而引致的損失及費用等。 2. I/We (i) have received the Clients Agreements and Risk Disclosure Statements of BOCOM and the Addendums (including addendums in relation to investment funds), a copy of the Risk Profiling Questionnaire and all the offering documents relating to the above investment product issued by or on behalf of the Issuer (for which the Issuer is solely responsible) (collectively the “Offering Document”); (ii) have carefully read and understand and agree to be bound by the contents of all such documents, including in particular, all the risk disclosure and risk warnings contained in such documents, and (iii) understand the nature of the investment product and are willing to assume all the relevant risks. 本人/本公司(i)已收到了交銀國際的客戶協議及風險披露書及其附錄(包括有關投資基金事宜) 、風險評估問卷副本及所有有關以上投資產品之銷售 文件 (該等銷售文件是由或代表發行人發出及僅由發行人負責) (統稱為“銷售文件”);(ii)已仔細閱讀和明白並同意受所有這些文件之內容約束，包括 特別是載於這些文件中的所有風險披露和風險警告，及(iii)理解此投資產品的性質和願意承擔所有相關的風險。 3. I/We make the same representations and warranties to BOCOM that BOCOM makes to any government authorities, regulatory bodies, financial institutions, entities and persons (including but not lim