课件：风险管理之内部控制.pptVIP

* 最后，是内控工作底稿。 它是内控检查作业执行与记录的工作表单。 将内控检查程序，以文稿形式加以记录和保存。 它主要包括这几方面：表单编号、审核项目、审核方式…… 从作业手册和内控文件汇总表、内控检查题库的介绍，相信大家对工作底稿不难了解了。 * Best-Practice Methodologies Independent First- Class Active Risk Management Limits Management Risk Analysis Capital Attribution Pricing Risk Portfolio Management Risk Education etc. Best-Practice Methodologies RAROC Market and Credit Risk Operational Risk Pricing and Valuation Best-Practice Infrastructure Independent First- Class Active Risk Management Limits Management Risk Analysis Capital Attribution Pricing Risk Portfolio Management Risk Education et