2010年度CFA一级Mock试题.docxVIP

1. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, trading on material nonpublic information is least likely to be prevented by establishing: A. fire-walls. B. watch lists. C. selective disclosure. Answer: C CFA Institute Standards 2010 Modular Level I, Vol. 1, pp. 36-42 Study Session 1-2-c Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct C is correct as selective disclosure occurs when companies discriminate in making material nonpublic information public. Corporations t