utsouthwestern风险与内部控制.pptVIP

UTSouthwestern风险与内部控制 UTSouthwestern风险与内部控制 Effectively Controlling RiskSelf-Assessment What is a self-assessment? A self-assessment is a “self-audit” of a department’s internal control components performed on a periodic basis. UTSouthwestern风险与内部控制 Effectively Controlling RiskPerforming a Self-Assessment Steps in performing a self-assessment include: Evaluating your strengths and deficiencies Testing the strengths Documenting tests Disclosing weaknesses Developing an action plan to correct problems Summarizing and documenting results UTSouthwestern风险与内部控制 Effectively Controlling RiskPer