OECD公司的治理准则partII中英文对照.docVIP

OECD公司治理准则 I-确保有效的公司治理框架基础 Ensure the basis for Effective Corporato Governance 公司治理框架应当提升透明、有效的市场，遵循法治原则，明确规定不同 的监管、管理及执行权力之间的责任划分。 The corporate governance framework should promote transparent and efficient markets, be cons i stent with the rule of I aw and clearly art i cuI ate the division of respons ibiIi t i es among d i fferent supervisory, regulatory and enforcement author ities A、 公司治理结构的发展应当着眼于其对经济的全面发展、市场的统一、 为市场参与者所创造的动力和推动透明有效的市场的影响上。 The corporate governanee framework should be developed with a view to its impact on overall economic performance, market i ntegr i ty and the i ncent i ves i t creates for market part i ci pants and the promotion of transparent and efficient markets. B、 在一法域内，影响公司治理实践的法律和规章要求应当符合法治原 贝4,且是透明的、可执行的。 The legal and regulatory requirements that affect corporate governanee practices in a jur isdiction should be consistent with the rule of law, transparent and enforceable c、在一法域内，不同权力之间的职责划分应当予以明确规定，且应确保 服务于公共利益。 The division of responsibiI ities among different author ities i n a jur i sd ict ion shouId be cl ear I y art icul ated and ensure that the pub Iic interest is served D、监管、管理及执行机关应当具有威信、正直性及智识，以专业的、客 观的方式履行职责，而且他们的管控应当是及时的、透明的、且是经 充分解释的。 II.股东的权利及主要的所有者权能 The rights of shareholders and key ownership functions 公司治理框架应当能够保护并便利于股东权利的行使 The corporate governanee framework should protect and faci I itate the exercise of shareholders* r ight A、 股东的基本权利应当包括有权：(1)获得股权登记方法；(2)转让 或者过户股份；(3)及时定期地获得公司相关的、实质的信息：(4) 参加股东大会并投票：(5)选举或者撤换董爭会成员；及(6)分享 公司利润。 Basic shareholder r ights should include the r ight to : (1) secure methods of ownership registration; ( 2) convey or t ransfer shares; (3) obt ain releva nt and ma terial informa tion on the corpora tion on a ti mely and regu I ar basi s; ( 4 ) partici pate and vote in general shareholder meetings; (5) e I ect and remove members of the board; (6) share in the profits of the corporation B、 股东有权参与且应被充分通知关于公司变更的决定，诸如：(1)对 设立协议、公司章程或类似的公司管控文件的修改；(2)追加股本 的授权；(3)实质上导致了出售公司的特殊交易，包括全部的或者 是基本上全