证券法周测题:虚假记载无过错责任主体分析.pdfVIP

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证券法周测题:虚假记载无过错责任主体分析.pdf

Multiplechoicequestions,24

questionsintotal,24pointsintotal

1

1.00

points

Accordingtotheprovisionsofthesecuritieslegalsystem,amongthefollowingentities,theonewhobearsno-fault

liabilityforfalserecordsintheprospectusis().

A.IssuerB.UnderwriterC.Actual

controllerD.SponsorThecorrectansweri

sA.Youhavenotansweredthequestion.

Addtofavorites.Expandanalysis.Collapse

analysis.

Iftheprospectus,corporatebondraisingmethod,financialaccountingreport,listingreportdocument,annualreport,

interimreport,interimreportandotherinformationdisclosurematerialsannouncedbytheissuerorlistedcompany

containfalserecords,misleadingstatementsormajoromissions,causinginvestorstosufferlossesinsecurities

transactions,theissuerorlistedcompanyshallbearliabilityforcompensation.Itcanbeseenthattheissuerandlisted

companybearno-faultliability.

2

1.00

points

Accordingtotheprovisionsofthelegalsystemofpartnershipenterprises,amongthefollowingitems,

limitedpartnerscancontributecapitaltothepartnershipenterprise().

A.Providingfinancialmanagementfor

partnershipsB.CreditorsrightsC.Social

relationsD.Providingstrategicconsulting

forpartnershipsThecorrectanswerisB,

youdidnotanswerthequestionFavorite

UnfavoriteExpandanalysisCollapse

analysis

OptionAD:Limitedpartnersarenotallowedtouselaborservicestocontributecapital;(2)OptionC:Itcannotbe

(1)资。

evaluatedforpricingandcannotbeusedforinvestment.

3

1.00分

某普通合伙企业甲,在未告知其他的情况下,以其在合伙企业中的财产份额

出质,其他知悉后表示,根据合伙企业法律制度的规定,下列关于该出质行为

效力的表述中,正确的是()。

A.有效

B.可撤销

C.效力未定

D.无效

正确是D,你未答题

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