2025年CFA一级考试金融分析实务模拟卷.docxVIP

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2025年CFA一级考试金融分析实务模拟卷.docx

2025年CFA一级考试金融分析实务模拟卷

考试时间:______分钟总分:______分姓名:______

注意:以下问题均为单项选择题,请选择最合适的答案。

1.AccordingtotheCFAInstituteCodeandStandards,whichofthefollowingactionsbyananalystwouldmostlikelyviolatethestandardthatrequiresmemberstomaintainprofessionalcompetence?

a.Offeringinvestmentrecommendationsbasedonpubliclyavailableinformationwithoutperformingadequateduediligence.

b.Acknowledgingthatacomplexfinancialinstrumentsrisksarenotfullyunderstoodandrecommendingtheclientavoidit.

c.Continuingtoofferservicesinanareawherethe

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