优先股试点管理办法（Measures for the pilot management of preferred shares）.doc

优先股试点管理办法（Measures for the pilot management of preferred shares） China Securities Regulatory Commission (issuing unit)(time of promulgation)(time of implementation) Order No. ninety-seventh of the China Securities Regulatory Commission Measures for the pilot management of preferred shares Chapter I General Provisions The second chapter is the exercise of the rights of the preferred shareholders The third chapter, the issue of preferred shares of listed companies Section 1 General Provisions Section second special provisions for public offerings Other provisions of the third section Fourth issue procedures The fourth chapter, non listed public company non-public offering of preferred stock The fifth chapter deals with the transfer of transactions and the settlement of registration The sixth chapter is information disclosure The seventh chapter, buy back and merger and acquisition The eighth chapter, regulatory measures and legal responsibilities The ninth chapter is the supplementary provisions The measures for the pilot management of preferred shares have been examined and approved by the sixteenth meeting of the presidents office of the China Securities Regulatory Commission in December 9, 2013 and are hereby promulgated and shall come into force as of the date of promulgation. March 21, 2014 Chapter I General Provisions Article 1 in order to regulate the issue of preference shares and transactions, to protect the legitimate rights and interests of investors, according to the company law, Securities Law, State Council on preference shares carry out pilot guidance and relevant laws and regulations, the enactment of this approach. The second term preference shares this approach is in accordance with the company law, in addition to the general provisions of the common types of shares shall be separately stipulated, other types of shares, the holders of preference shares to ordinary shareholders of profits and distribution of surplus property, but t