银行业金融机构从业人员职业行为指引（Guidelines for professional conduct of employees in banking financial institutions）.docVIP

银行业金融机构从业人员职业行为指引（Guidelines for professional conduct of employees in banking financial institutions） Guidelines for professional conduct of employees in banking financial institutions (Draft for comment) Chapter I General Provisions [purpose] As practitioners of occupation behavior norms of banking financial institutions, improve employees social morality, occupation moral and professional qualities, moral risk and operational risk, maintain the banking reputation, enhance the competitiveness of China banking, the banking sector to promote the construction of anti-corruption, to develop the guidelines. [practitioner] The guidelines referred to practitioners is in accordance with the provisions of the labor contract law, the labor contract signed with the personnel of banking financial institutions, appointed by the administrative organs and relevant departments (appoint) of the banking financial institutions, directors, supervisors and senior management personnel, the signing of the agreement and the banking financial institutions and personnel agency staff workers. [applicable] These guidelines apply to professional conduct of employees of banking financial institutions in the territory. Fourth [performance] Employees of banking financial institutions should abide by these guidelines. The second chapter is the professional behavior of employees [Fifth] advocate legal compliance Consciously abide by the relevant laws and regulations of the state, accept the supervision of the banking regulatory agencies and other regulatory agencies, self regulatory compliance organizations, abiding by the rules and regulations of the unit, shall not be engaged in illegal operation or has a bad effect on the image of the banking activities. Sixth [resist fraud, stay away from bribery] In social interaction and business activities, integrity, honesty, credit, commitment, and the conscious resistance to commercial fraud and commercial bribery. Except in accordance with the relevant p