论《公司法》上的派生诉讼制度.pdf

论《公司法》上的派生诉讼制度 内容摘要 公司一切权益的终极所有者是作为出资人的股东，但股东在现代 公司法人治理结构下已逐渐退出了公司管理的第一线，而将公司经营 权委托给董事、监事、经理等高级职员代为执行。在所有权和经营权 的分离的情况下，管理人员经常因其有意或无意的不当管理行为而直 接或间接侵害到股东的所有者权益；或者出于某种私利对于其他人侵 犯公司权益行为怠于追究。有鉴于此，法律为股东设定了各种救济措 施，其中提起诉讼，通过司法途径来矫正权利受侵，就是其中非常有 力的一种措施，而且也是通过其他方式难以达到目的时的最后选择。 本文的重点是，当董事、监事、经理等高级职员侵害公司权益而使股 东间接受到损害时，受损股东赖以维护公司和其自身权益的派生诉讼 制度及相关的一系列法律问题。通过对派生诉讼的基本概念、历史沿 革、制度价值、制度运行及在中国的本土化研究等五个方面问题的探 讨，介绍和梳理这一极具争议的制度的正反两方面问题并对其在我国 的应用作一初步研究。 关键词：派生诉讼 公司法 制度 ABSTRACT Shareholders, as the investor of the company,is the ultimate owner of corporate’s rights and interests. Under the modern corporate governance structure, the shareholders have quit from the first line of the companys management, but entrust the company directors, supervisors, managers and other senior staff members to fulfill their behalf. Since the separation of ownership and management rights, managers often impinge on shareholders’ equity directly or indirectly because of their mismanagement of intentional or unintentional act. In other case, managers may refuse to charge other peoples violation acts to the company for some self-interest considerations. Therefor, the corporation law set a variety of protecting measures for shareholders. According to the law, using judicial means to correct the erosion of the rights and interests is a very effective measure. It’s always the final selection when it’s difficult to achieve the goals through other means. In this paper,the writer’s focal point is the derivative action regime and it’s relevant legal issues, which is an important judicial means for the shareholders to safeguard the company’s interests when directors, supervisors, managers and o