我国外资银行监 管法律制度分析——以《巴塞尔协议ⅲ》为视角-analysis on the legal system of supervision of foreign banks in china - from the perspective of basel iii.docxVIP

目录第1章引言.................................................................................................................1第2章外资银行监管基础理论.................................................................................22.1外资银行.........................................................................................................22.1.1外资银行的概念...................................................................................22.1.2外资银行的特征...................................................................................22.2外资银行监管.................................................................................................32.2.1外资银行监管的概念...........................................................................32.2.2外资银行监管的主要形式...................................................................42.2.3外资银行监管的法律现状...................................................................53.2.2.1宏观与微观相结合的新监管框架............................................113.2.2.2资本框架之大改革....................................................................113.2.2.3流动性风险监管理念更新换代...............................................123.2.2.4首次引入了“杠杆率”监管指标...........................................133.2.2.5新的过渡期安排.......................................................................133.2.2.6信息披露新框架.......................................................................143.3《巴塞尔协议III》之评析143.3.1《巴塞尔协议III》对外资银行监管的积极影响143.3.1.1监管范围的扩大化...................................................................143.3.1.2抬高资本监管层次...................................................................153.3.1.3利于风险监管制度的加强.......................................................153.3.1.4提高监管信息互通水平...........................................................153.3.2《巴塞尔协议III》对外资银行监管的消极影响163.3.2.1直接加大监管难度...................................................................163.3.2.2监管效率的降低.......................................................................16第4章我国外资银行监管法律制度与《巴塞尔协议III》比较研究184.1我国外资银行监管之法律现状.....................................