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F E A T U R E
HOW ISO 9001
COMPARES WITH
THE CMM
Organizations concerned
with ISO 9001 certifica-
tion often question its
overlap with the
Software Engineering
Institute’s Capability
Maturity Model. The
author looks at 20
clauses in ISO 9001
and maps them to
practices in the CMM.
The analysis provides
answers to some
common questions about
the two documents.
MARK C. PAULK he Capability Maturity Model tain that if you read ISO 9001 with
Software Engineering Institute TModel for Software, developed insight, it does address continuous
by the Software Engineering Institute, process improvement. Corrective
and the ISO 9000 series of standards, action, for example, can be construed
developed by the International Or- as continuous improvement. None-
ganization for Standardization, have theless, the CMM tends to address the
the common concern of quality and issue of continuous process improve-
process management. The two are dri- ment more explicitly than ISO 9001.
ven by similar issues and are intuitively This article examines how the two
correlated, but they differ in their documents relate. I have essentially
underlying philosophies: ISO 9001, mapped clauses of ISO 9001 to CMM
the standard in the 9000 series that key practices. The mapping is based on
pertains to software development and an analysis of ISO 9001, ISO 9000-
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