2019年CFA一级职业伦理习题大串讲.pptVIP

1.13 Standard III(B). Fair dealing Micheal, CFA, purchased a large block of stock at varying prices during the trading session. Micheal reviewed her purchase prices to determine prices that should be assigned to each specific account after the stock realized a significant gain in value before the close of the trading day. According to the Standards of Practice Handbook, Micheal’s least appropriate action is to allocate the execution prices: on a first-in, first-out basis with consideration of bundling orders for efficiency. across the participating client accounts pro rata on the basis of ac