国有中小企业改制模式的比较研究-政治经济学专业论文.docxVIP

中文摘要国有中小企业改革是国有企业渐进式改革的重要～步。各地按照十五大和十 中文摘要 国有中小企业改革是国有企业渐进式改革的重要～步。各地按照十五大和十 五届四中全会精神，从实际出发大胆探索、因地制宜，采取多种形式和模式稳步 推进了国有中小企业的改革。本文从实证角度出发对几种不同类型的改制方式和 模式进行了比较分析，提出多元持股的公司化方案应是当前国有中小企业改制的 主导路径。通过宁波一家国有企业的三年改制实践的考察，提出母子分立式的公 司化改制是当前国有中小企业改制可供选择的模式，并进行了理论的阐述。文章 还对这种改制模式的主体——子公司的治理模式进行了设计，即采取国有股(法 人股)以优先股形式参股，经营者、核心人力资本多持股，普通员工象征持股， 并引入战略投资者进而组成实施科学管理和制度创新的投资主体多元化、社会化 的公司制模式。并提出了实施这种模式的对策意见。同时认为国有中小企业公司 化改制应是循序渐进的过程，而不可以一蹴而就。在治理原则上要追求利益相关 者最大化和共同治理的原则，充分重视人力资本的作用和价值。最后文章专题探 讨了模式建立后制度优化的问题。 烂讯酵制汐业改罗螨秒制摩L吵／V V 、．／ 分类号：F276．1 CoMPARTIVE CoMPARTIVE STUDY oN MODEL OF SYSTEM REFORM oFMSSoES Abstract System reform of Medium and Small—sized State—Owned Enterprises(MS SOEs)is an important step in SOEs progressive reform．According to principles of the l 5th National Congress of CPC and its Fourth session，various types and models of system reforms are pressed forward boldly from the real facts of local condition Based the analysis and comparison of various types and models of system reforms from the real cases，the thesis gives the result that multiple stock holding form within company is the leading way in current system reform ofMS SOEs．Through the investigation of three—year reform practice of a state-owned enterprise in Ningbo，the author proposes the split of a composite company is an applicable model for company reforms in current system reform of MS SOEs and the theory for this is also stated．The thesis designs for the main body of the system reform，the management of a subsidiary company i．e．，state(corporation)capital stock holding preference，manager key—person capital stock holding more，average staff holding stock symbolically and introducing strategic investors．Thus，the multiple—body investment and socialized company model Can be obtained through scientific management and system innovation．Meanwhile the way to form this kind of model is also offered by the author．The reform of MS SOEs is a progressive process．It cannot be accomplished in one move．The principle of ben