山西省煤炭产业重组绩效分析-产业经济学专业论文.docxVIP

中南大学硕士学位论文 中南大学硕士学位论文 摘要 摘要 煤炭产业是我国重要基础产业，也是山西省经济发展的主要支 柱。历经数年的资源整合、兼并重组后，山西省煤炭产业重组工作已 阶段性完成。文章对山西省煤炭产业重组的绩效进行分析，对下一步 继续巩固山西省煤炭产业重组工作及对其他地区整合工作提出借鉴 都具有重要的理论意义和现实意义。 本文以产业组织理论为一般理论基础，借助于SCP范式和古诺 模型，首先从山西省煤炭产业重组前的绩效、重组变动的机理、重组 后的预期绩效等方面对山西省煤炭产业重组进行了绩效的理论分析。 分析表明：重组前山西省煤炭产业分散的市场结构决定了企业短视、 无序竞争和掠夺性开采的市场行为，导致绩效低下；通过产业重组改 变市场结构，可以使得煤炭企业的市场行为逐步规范、市场绩效逐步 提升；通过预期，合理的煤炭市场结构应为一个寡头垄断型的市场结 构。 运用财务、安全、可持续、环保多元角度的指标体系，对山西省 煤炭产业重组后的实际绩效进行了测算并与预期绩效及历史绩效进 行对比。结果表明：山西省煤炭产业重组绩效整体水平有了显著提高， 具体体现在行业利润率、百万吨死亡率、煤炭资源回采率等方面；安 全绩效、可持续资源环保绩效都已达到短期的预期绩效水平，距离长 期目标还有一定差距；财务绩效未达到预期绩效水平；原因在于未形 成寡头垄断的煤炭产业的目标市场结构、市场结构的改变产生振荡影 响等。论文最后以山西煤炭产业重组过程及结果中体现的优势与不足 为基础，提出相应的政策建议。 关键词煤炭产业重组；市场结构；市场行为；市场绩效；绩效评价 d 飞 AbstractThe Abstract The coal industry iS all important basic industry in China；it iS also the main pillar of economic development in Shan Xi Province．ARer several years of resources integration and recombination as well as reorganization，the reorganization of the coal industry in Shan Xi Province has been completed fundamentally．Analysis on the performance of Shan Xi coal industry restructuring has important theoretical and practical significance to consolidate the restructuring work of the coal industry in Shan Xi Province and provide references for integration works in other regions． This paper takes the industrial organization theory as the theoretical basis，by means of the SCP paradigm of Harvard School，conducting a theoretical performance analysis on the causes of poor performance before the restructuring，the mechanism of restructuring alteration and the expected performance aRer restructuring the coal industry in Shan Xi Province．The analysis shows that：the fragmented market structure of the coal industry in Shan Xi Province before the reorganization determines the short—sight of the enterprises and disorderly competition，resulting in poor performance；change the market structure through industrial restructuring，making the market conduct of coal enterprises gradually standardized and the marke