CFA一级职业伦理习题大串讲.pptxVIP

CFA一级职业伦理习题大串讲;Topic Weightings in CFA Level I;Guidance for Standards I-VII;1.1 Standard I(A) Knowledge of the law;A central bank fines a commercial bank it supervises for not following statutory regulations regarding nonperforming loan provisions on three large loans as a result of the banks loan provisioning policy. Louis Marie Buffet, CFA, sits on the board of directors of the commercial bank as a non-executive director, representing minority shareholders. He also chairs the banks internal audit committee that determines the loan provisioning policy of the bank. Mercy Gatabaki, CFA, is the