年12月cfa一级长线班电子版cfa一级历年mock exam2008-2018 2014_level_i_1.pdfVIP

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年12月cfa一级长线班电子版cfa一级历年mock exam2008-2018 2014_level_i_1.pdf

最新CFAFRM备考资料www.CFAFRM.cn 29133318632 ck Exam - PM March Mock Exam - PM 399388 Question block created by wizard You h e 180 minutes to complete this session. 1. Linda Chin, CFA, is a member of a political group advocating less ernmental regulation in all aspects of life. She works in a country where local securities l are minimal and insider trading is not prohibited. Chins politics are reflected in her investment strategy, where she follows her countrys mandatory legal and regulatory requirements. Which of the following actions by Chin would be most consistent with the CFA Ins ute Standards of Professional Conduct? A. Continuing her current investment strategy B. Following the CFA Ins ute Standards of Professional Conduct C. Disclosing her political advocacy to clients Answer = B Guidance for Standards I–VII, CFA Ins ute Standard I(A): Knowledge of the Law, Standard II(A): Material Nonpublic Information Standard I(A): Knowledge of the Law requires members and candidates to comply with the more strict law, rules, or regulations and follow the highest requirement, which in this case would be the CFA Ins ute Standards of Professional Conduct. Standard II(A): Material Nonpublic Information would also apply because members and candidates who possess material nonpublic information that could affect the value of an investment must not act or cau

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