2025年CFA《道德法规》模拟题.docxVIP

2025年CFA《道德法规》模拟题

考试时间：______分钟总分：______分姓名：______

请根据以下情景和问题，选择最符合CFA协会道德与专业标准答案的选项。

1.AnanalystatBetaAdvisorsiscoveringthepharmaceuticalindustry.Thecompanyshecoversrecentlylaunchedanewdrugthathasshownpromisingresultsinclinicaltrials.BetaAdvisorshasalong-termclientrelationshipwiththecompany,andtheclienthasprovidedtheanalystwithexclusive,non-publicinformationaboutthedrugspotentialsideeffectsthathavenotyetbeenmadepublic.Theanalystisconsideringsharingthisinformationwithherportfoliomanager,whoisinapositiontotr