CFA一级试题及详细答案.docxVIP

CFA一级试题及详细答案

说明：本套试题选取CFA一级核心考点（伦理、财务报表、经济学、投资组合、权益投资），题型贴合真题（单选题），解析注重实战思路，避免理论堆砌，助力备考冲刺。

一、伦理道德（Ethics）

1.WhichofthefollowingactionsmostlikelyviolatestheCFAInstituteCodeofEthicsandStandardsofProfessionalConduct?

A.Aportfoliomanagerdisclosesapotentialconflictofinteresttoclientsbeforeenteringintoatransaction.

B.Ananalystusesmaterialnon-publicinformationtoadjusttheirrecommendation,eventhoughtheydidnotreceivetheinformationintentionally.

C.Afinancialadvisorrefusestorecommendaproductthatisnotsuitablefortheirclient’srisktoler