主权财富基金母国监管法律制度分析研究.pdfVIP

属性，从资金来源、投资策略及设立目的角度对主权财富基金进行了大体分类； 第二节主要阐述了主权财富基金的历史与发展及其产生的国际影响。 第三部分“国外主权财富基金监管法律制度比较研究”。这部分具体研究与 分析了挪威主权财富基金与新加坡主权财富基金的概况，并且分别从设立监管与 持续监管两个层面对两国主权财富基金在监管法律、组织治理架构、监管机构设 置、透明度、风险控制与管理及投资管理方面的措施及经验进行分析与总结。 第四部分“我国主权财富基金概况分析”。这部分主要阐述了我国设立主权 财富基金的必要性及合理性、我国主权财富基金——中投公司的现状以及我国主 权财富基金面临的外国监管挑战。 第五部分 “完善我国主权财富基金监管法律制度思考”。这部分从设立监管 及持续监管层面出发，从健全我国主权财富基金监管法律体系、完善我国主权财 富基金组织治理架构、完善我国主权财富基金监管机构设置、适度提高我国主权 财富基金的透明度、完善我国主权财富基金风险控制管理机制、为我国主权财富 基金建立科学、合理的投资制度的角度提出了我国主权财富基金监管法律制度的 思考。 关键词：主权财富基金；设立监管；持续监管；法律制度 II 万方数据 Studies on legal System of Regulation on the Sovereign Wealth Funds in the Home Country Abstract The concept of SWFs is made by Andrew Rozanov, who is the economist of State Street Bankin 2005, but the first SWFs should be traced back to the 1950s, its name is Kuwait Investment Authority. It is established in the use of dollar reserves accumulated by oil exports. Although the history of sovereign wealth funds has 60 years, but because most of these funds are set up by small country, the size of its capital charge is not big, SWFs has been no attention in Western countries and the world. In recent years, especially since 2007 the global financial crisis triggered by the U.S. subprime mortgage crisis, the major powers China and Russia have established SWFs, as institutional investors in the field of international finance and investment, SWFs jumped into the horizon from unknown. As institutional in