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Views Visions from the USPTO AIPLA Webcast Filing Compliant Reexam Requests Andy Kashnikow SPE, Central Reexamination Unit Reexamination Filings Filing Compliant Reexam Requests Statutory Requirements Regulatory Requirements Case Law: In re Swanson Common Defects Best Practices Statutory Requirements The request must be in writing and must be accompanied by payment of a reexamination fee. 35 U.S.C. 302 The request must set forth the pertinency and manner of applying cited prior art to every claim for which reexamination is requested. 35 U.S.C. 302 [T]he Director will determine whether a substantial new question of patentability affecting any claim of the patent concerned is raised by the request. 35 U.S.C. 303 Regulatory Requirements If the request does not include the fee for requesting ex parte reexamination required by 37 CFR 1.510 (a) and meet all the requirements of 37 CFR 1.510 (b), requester will be notified and generally given an opportunity to complete the request. If there is a failure to comply with the notice, the ex parte reexamination request will not be granted a filing date. See 37 CFR 1.510 (c) - (d). Parallel sections exist in 37 CFR 1.915 for inter partes requests. Content of Request The complete reexamination fee A statement pointing out each substantial new question of patentability (SNQ) based on the cited patents and publications An identification of every claim for which reexamination is requested A detailed explanation of how all of the cited documents are applied to the claims for which reexamination is requested. For each identified SNQ, the request must explain how all of the cited documents identified for that SNQ are applied to meet/teach the claim limitations to thus establish the identified SNQ Content of Request A copy* of every patent or printed publication relied upon or referred to in the request Some translation (at least of the necessary and pertinent portion(s)) of any non-English language patent or printed publication A
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