融资融券业务考蚀葱略.docVIP

窗体顶端  HTMLCONTROL Forms.HTML:Hidden.1  融资融券业务考试总共40题共100分 HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1 查看试题范围： HTMLCONTROL Forms.HTML:Option.1 显示全部试题  HTMLCONTROL Forms.HTML:Option.1 仅显示答错试题  HTMLCONTROL Forms.HTML:Option.1 仅显示未答试题  HTMLCONTROL Forms.HTML:Option.1 仅显示答对试题 一.?单选题?（共15题,共30分）  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1 1.?客户融入证券后、归还证券前，证券发行人无偿派发权证时，客户应向公司补偿的金额计算公式？补偿金额扣除时间？?（2分） HTMLCONTROL Forms.HTML:Option.1 A.不需要补偿  HTMLCONTROL Forms.HTML:Option.1 B.补偿金额=权证上市首日成交均价×权益登记日融券数量×派送权证比例，在权证上市首日日终  HTMLCONTROL Forms.HTML:Option.1 C.补偿金额=权证上市首日开盘价×权益登记日融券数量×派送权证比例，权证上市首日日终  HTMLCONTROL Forms.HTML:Option.1 D.补偿金额=权证上市首日收盘价×权益登记日融券数量×派送权证比例，权证上市首日日终  ?☆考生答案：B???? ?★考生得分：2?分??评语：  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1 2.?在客户负债到期日期前（ ）个自然日，融资融券部以短信通知客户，同时营业部风险控制岗以录音电话提醒客户。?（2分） HTMLCONTROL Forms.HTML:Option.1 A.2、5  HTMLCONTROL Forms.HTML:Option.1 B.5、15  HTMLCONTROL Forms.HTML:Option.1 C.10、20  HTMLCONTROL Forms.HTML:Option.1 D.20、30  ?☆考生答案：A???? ?★考生得分：0?分??评语：  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Forms.HTML:Hidden.1 3.?关于融资融券合同说法正确的是（ ）。?（2分） HTMLCONTROL Forms.HTML:Option.1 A.融资融券合同文本由公司统一规定，统一印制、统一发放  HTMLCONTROL Forms.HTML:Option.1 B.融资融券合同文本由公司统一规定，营业部自行印制  HTMLCONTROL Forms.HTML:Option.1 C.融资融券合同文本由营业部自行规定和印制  HTMLCONTROL Forms.HTML:Option.1 D.以上说法均不正确  ?☆考生答案：A???? ?★考生得分：2?分??评语：  HTMLCONTROL Forms.HTML:Hidden.1  HTMLCONTROL Fo