银行间债券市场非金融企业债务融资工具尽职调查指引（Guidelines for due diligence investigation of debt financing instruments for non-financial enterprises in the interbank bond market）.docVIP

银行间债券市场非金融企业债务融资工具尽职调查指引（Guidelines for due diligence investigation of debt financing instruments for non-financial enterprises in the interbank bond market） Guidelines for due diligence investigation of debt financing instruments for non-financial enterprises in the interbank bond market Article 1 in order to regulate the inter-bank bond market of non-financial corporate debt financing instruments underwriter of debt financing instruments issued by the enterprise (hereinafter referred to as enterprises) due diligence behavior, improve the quality of due diligence, according to the peoples Bank of Chinese inter-bank market management measures non financial corporate debt financing instruments and China inter-bank market dealers association (hereinafter referred to as the NAFMII) self rule, these guidelines are formulated. Second the guidelines referred to due diligence, refers to the underwriter and its staff to comply with diligence, honesty and credit principle, through various effective methods and steps for a full investigation of the enterprise, the enterprise grasp the major issues issue qualification, ownership of assets, debts and legal status of the business, management and financial situation so, to make a judgment on the intention of enterprise repayment and repayment ability to obtain reasonable assurance business registration documents the authenticity, accuracy and completeness of the behavior. The third main underwriter shall conduct due diligence on enterprises according to the requirements of these guidelines, and write the due diligence report corporate debt financing instruments (hereinafter referred to as the due diligence report), as a registered issuance of debt financing instruments to the NAFMII reference documents. The fourth guideline is the guiding requirement for due diligence. The lead underwriter shall, in accordance with the requirements of these guidelines, formulate a perfect internal management system for due diligence. The fifth le