VENTURE CAPITAL FINANCING（二）.docVIP

DUE DILIGENCE CHECKLIST Purpose: This is a form for use when you are investigating a company in which you have a business interest. It is to assist you by outlining various kinds of documents from the company in which you are interested. A form such as this is often used in connection with a legal due diligence investigation for a venture capital investment. Disclaimer: This form is only to serve as a guideline for the type of information you may need to gather in your decision process. This is not a legal form. We strongly suggest you use an attorney and an accountant when evaluating a business. Due Diligence Checklist In connection with a potential transaction investors, please provide us with the following materials or information relating to _(company name)_, and any subsidiaries. After reviewing the documents, it may be necessary to request additional documents. If compiling any of the requested items would be unduly burdensome, please let us know so that we may make other arrangements to accomplish this task. If you have already delivered any of the information, please so indicate and you need not provide an additional copy. Corporate Documents of the Company and Subsidiaries (1) Articles of Incorporation and all amendments thereto. (2) Bylaws and all amendments thereto. (3) Minutes of all Board of Directors, committee and shareholders meetings and all consents to actions without meeting. (4) List of states and jurisdictions in which qualified to do business and in which the Company has offices, holds property or conducts business. (5) Material information or documents furnished to shareholders and to directors during the last two years. Most recently obtained good standing certificates for all states and jurisdictions where the Company is qualified to do business. Previous Issuances of Securities (1) All applications and permits for issuance/transfer of securities. (2) Sample copy of stock certificates, warrants and options. (3) Stockholder info