基于dea三阶段模型的我国上市商业银行x效率研究-金融学专业论文.docxVIP

1．4．2． 1．4．2． 研究内容 一6 1．4．3． 研究路线 ．7 1．5．本文创新与不足 ．8 1．5．1． 本文的创新 ．．8 1．5．2． 本文的不足 ．9 2．商业银行X效率测度方法与模型的选择 10 2．1． 一般的效率测度方法及比较 ．10 2．1．1． 参数方法 1 O 2．1．2． 非参数方法 1 1 2．1．3． 参数方法与非参数方法的比较 11 2．2．DEA模型的概述 ．．12 2．2．1． 传统DEA模型 ．．1 2 2．2．2．DEA三阶段模型 。1 5 2．3．DEA模型的比较及本文的选择 ．．16 3．我国上市商业银行X效率测度模型变量的选择 1 8 3．1．投入产出变量 1 8 3．1．1． 选取投入产出变量 18 3．1．2． 收集数据 1 9 3．2．环境变量 21 3．2．1． 选取环境变量 21 3．2．2． 收集数据 22 4．我国上市商业银行X效率的实证分析 25 4．1．第一阶段DEA的效率值分析 ．．25 ． ． ． ．． ．．．．．．． ． ．．．：15 ． ．．． ．．．．．． ． ．．．． ． ．．：26 27 ．． ．．．． ．． ． ．． ． ．． ．：28 ．．． ．．．．．．． ． ． ． ．．：；：； ．． ．．．．． ． ．． ． ．．．．34 ． ． ．：}!； ．．．．．． ．．．． ．．．．．．．． ． ．． ：；6 ． ．．．． ． ．． ． ．． ．：；6 37 ．．．． ．．．． ． ． ．． ．．．：；9 ．．．．．．． ． ．．．．．． ． ．．．．．． ． ．．．．．41 ．．． ． ．．． ． ．．．．．．． ． ．．41 ．．．．．．．．．．．． ．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．41 ． ．．．． ． ．．．． ．．．．．．．． ． ．．zl：! ． ．．．． ． ．．．．．． ．．． ．． ． ．．．44 ．．．． ．．．． ．．．．．．．． ．．47 Ⅱ Contents1．Introduction Contents 1．Introduction ．．． ．．． ．． ．．．．．．． ． ．．． ． ． ． ． ． ． ．．．．． ． ．．．． ．．1 1．1．Background and significance ．．1 1．2．The concept ofCommercial banks’X-efficiency ．2 1．3．Research status ． ．． ．．．． ． ． ．． ．． ． ． ．． ． ． ．．． ． ．．．3 1．3．1．Foreign Research status ．3 1．3．2．Domestic Research stares ．4 1．4．The method,content and route ．．5 1．4．1．The method 。5 1．4．2．The content ．．6 1．4．3．The route 7 1．5．The innovations and shortages ．．8 1．5．1．The innovations ．8 1．5．2．The shortages ．： 9 2．The choose of measureing methods and models of X-efficiency 1 0 2．1．The summary and comparison of efficiency analysis method 1 0 2．1．1．Parametric method ．10 2．1．2．Non-parametric method 。1 1 2．1．3．Comparison ofParameter and Non-parametric Method ．11 2．2．The summary of DEA models ．1 2 2．2．1．Traditional DEA model 12 2．2．2．Three．stage DEA model ．1 5 2．3．Comparison ofDEA models ．16 3．The choose of variables in the model of listed commercial banks ．．1 8 3．1．The input and output ．18 3．1．1．The choose of input and output 。1 8 3．1．2．Collecting