适用于现有客户.PDFVIP

适用于現有客户 国信证券(香港)经纪有限公司 （「国信证券(香港) 」） GUOSEN SECURITIES (HK) BROKERAGE COMPANY, LIMITED (“GUOSEN SECURITIES (HK)”) Documents 1. Additional Provisions and Risk Disclosures for P.1-52 Shanghai/Shenzhen-Hong Kong Stock Connect 有关沪港通/深港通的附加条款及风险披露 2. Circular to Client and Other Individuals relating to the Personal P.53-60 Data (Privacy) Ordinance 关于个人资料(私隐)条例致客户及其他个别人士的通函 3. Client Consent on The Northbound Investor ID Model and The P.61-63 Personal Information Collection Statement concerning Northbound China Connect Orders 客户同意书 有关「北向交易投资者标识符模式」及有关中华通北向交 易委托的个人资料收集声明 Please note that Guosen Securities (HK) has issued the above listed new and/or revised docuemnts. Please review the above listed doucments carefully which would form part of the Client Agreement. 请知悉，国信证券（香港）已发出上列新订立 及/或 已修订的文件。请细阅上列文件，这将成为客 户协议的一部分。 In any event, by trading the Shanghai/Shenzhen-Hong Kong Stock Connect Securities through us, you are required to accept all terms and conditions stated in the above listed doucments. 在任何情况下，您欲通过我们进行沪港通/深港通证劵交易，您必须接受上列文件内的全部条款 及条件。 Should you have any questions about the documents listed above, please contact us . 如果您對上列文件有任何問題，請聯繫我们。 Version date: July 2018 版本日期：2018 年7 月 Version date: Page 1 of 63 国信证券(香港)经纪有限公司 GUOSEN SECURITIES (HK) BROKERAGE COMPANY, LIMITED 中央编号CE Number：AUI491 有关沪港通及深港通的附加条款与细则及风险披露声明 ADDITIONAL TERMS AND CONDITIONS AND RISK DISCLOSURE STATEMENTS FOR SHANGHAI-HONG KONG AND SHENZHEN-HONG KONG STOCK CONNECT 第1 部份条款与细则PART 1TERMS AND CONDITIONS 本附表是附录于国信证券(香港)与客户所签订的证劵交易条款与细则并作为证劵交易条款与细 则的构成部份。 This Schedule forms an integral part of the Terms and Conditions for Securities Trading ent