论我国对外资银行法律监管-国际法学专业论文.docxVIP

河北经贸大学硕士学位论文 legal system; At the same time the introduction of foreign banks to establish various types of preventive mechanisms. Chinas foreign bank regulatory limitations: Legislative level is not high regulatory legislation is not perfect; applicable conflict-of-laws; the main regulatory uncertainty; methods to monitor and control methods are backward; on foreign banks do not sound internal control system requirements; lack of external oversight, as well as international exchanges and cooperation; foreign banks in the capital market access and market access from the banks of unfair; regulatory supervision to ignore regulatory risk; lack of lender of last resort system and the deposit insurance system. In view of the current regulation of the existing problems, learning from foreign advanced on the basis of legislative experience, improve monitoring of foreign banks in Chinas legal system include the following measures: The development of special bank and improve relevant legislation; clear regulatory principles and objectives; clearly the main unified regulatory responsibilities; improve the regulatory means in a manner to raise foreign investment banks to manage the regulatory standards; establish and improve the industry will strengthen international exchanges and cooperation. In the area of market access and strengthen prudential supervision, improve the licensing fee system, and strengthening supervision of risk management and establish a lender of last resort system, the deposit insurance system. In this paper, using a comparative analysis, empirical analysis, historical analysis, tried to draw the international and foreign advanced outcome, to improve the supervision of foreign banks in China, to be able to provide the reference value for the reforming of Chinas financial industry. Keywor ds: Chi na For ei gn banks Legal Super vi si on IV 河北经贸大学学位论文独创性声明和使用授权说明 独创性声明 本人郑重声明 本论文是在导师的指导下 独立进行研究工作所取得的成果 撰写成硕士学位论文论我国对外资银行的法律监管除论文中已经注明引用 的内容外 对论文的研究做出重要贡献的个人