负责任矿产尽职调查审核清单RMI DueDiligence Checklist.docVIP

负责任矿产尽职调查审核清单 RMI DueDiligence Checklist PAGE 1 / NUMPAGES 3 IMPORTANT NOTE 重要提示:Please complete fields highlighted in yellow (as applicable). 请完成黄色区域Please provide supporting documentation where available. 如果有，请提供支持文档All entries must be in ASCII characters. 所有行请统一用ASCII字符 Production and Processes Contact Information联系信息 　 Questions问题 Responses回答 1 Name姓名 　 2 Title职位 　 3 Email邮件 　 4 Phone number电话号码 　 General Information基本信息 　 Questions问题 Responses回答 Supporting Documentation支持文档 1 Full legal name of company公司依法登记的全称 　 　 2 Full company name in local language按照当地语言，公司的全称 　 　 3 Has your company conducted business under any other name than listed in the answer to #1 above in the last 5 years? If yes, please list the name(s). 公司在过去五年是否有在非第一个问题列出的公司名字下面做过业务? 如果是，请列出公司的名字。 　 　 4 Tax Identification Number or other company identification number (e.g., Business License number, Business Identification number) 税务登记号码或者公司其它身份识别号码(比如营业执照号码，业务登记号码) 　 　 5 Country of incorporation 注册国家 　 　 　 Is the company publically traded? 公司是否做公开的贸易? 　 　 6 How many employees are in your company? Please include all subsidiaries, related companies, and owned factories.公司有多少员工?包括所有子公司，相关公司，和拥有的工厂。 　 　 7 Identity of beneficial owner 受益所有者身份 　 　 8 Companys principals, owners, and/or officers: Name and title 公司负责人，拥有人或者管理人员：名字和职位 　 　 Business Practices, Ethics and Compliance 商业惯例，道德和合规 　 Questions 问题 Responses 回答 Supporting Documentation支持文档 1 With which metal(s) does the company process (tin, tantalum, tungsten or gold)? 公司加工哪(些)种金属(锡，钽，钨或者黄金)? 　 　 2 Please list the principal areas of business in which your institution participates in terms of contribution to revenue.请列出公司在收入贡献方面经营的主要业务领域 　 　 3 Does the company have a policy to conduct due diligence on your raw materials supply chain? 公司是否有政策来进行原材料供应链的尽职调查? 　 　 4 Has the company ever been found to be in violation of the U.S. Foreign Corrupt Practices Act (FCPA), UK Bribery Act, or other anti-bribery or anti-corruption laws or regulations? 公司是否有