CFA备考-典型例题典型例题_Ethics-2017.pdfVIP

Ethical and Professional Standards 1. Jimmy Lee, CFA, is an investment banker in a country with strict confidentiality laws. He is working on an acquisition for Panda Mining Co. (PMC). While performing due diligence, Lee notices that PMC has a number of questionable offshore partnerships. He investigates the legality of the partnerships and finds evidence of illegal activity. According to the Standards of Professional Conduct, Lee’s best course of action would be to: A. alert CFA Institute B. consult outside counsel C. notify regulatory authorities An