投资学英文版课件investments final review 2015.docVIP

PAGE PAGE 6 Preparation outline for final test ⅠTest structure of Final Exam 1. True/False. Write ‘T’ if the statement is true and ‘F’ if the statement is false, detect and correct the mistakes if there are any. (10 marks，1 for each) 注意判断正误后，如果判定为错误的题目一定要改正，否则不计分！ 2. Fill in the blanks. (10 marks, 2 for each) 3. Multiple Choice single answer questions. Please select ONE BEST answer (18 marks, 1 for each) 4.Translate the following terms from English into Chinese and vice versa (10marks, 1 for each) 5. Define the following terms. Please answer briefly (12 marks, 3 for each) 6. Translate the following sentences into Chinese. (24marks, 4 for each) 7. Calculation and explanation (16 marks) Ⅱ key Terms (Explanation) Chapter 1 introduction Investment An Investment is the current commitment of money or other resources in the expectation of reaping future benefits 2-portfolio An accumulation of assets owned by the investor and designed to transfer purchasing power to the future 3-risk Risk refers to the uncertainty that the actual return the investor realizes will differ from the expected return 4-financial risk is the risk associated with how the firm finances its assets. 5-business risk is the risk associated with the nature of the firm’s operations 6-diversification refers to the process of accumulating different securities to reduce the risk of loss. 7-liquidity refers to the ease of converting an asset to cash. 8-market risk is the risk due to the tendency of security prices to move together. Chapter 2-3 Securities market: 1-private placement The direct sale of an entire issue of bonds or stock to an investor ( or group of investors) or to a financial institution 2-broker A broker is an agent who handles buy and sell orders for an investor 3-Limit Order An order placed with a broker to buy or sell at a specified price 4-Underwriting the process by which securities are sold to the general public and in which the investment banker buys the securities f