ISO 370082023 组织内部调查指南.docx

TECHNICAL ISO/TS SPECIFICATION 37008 First edition 2023- 07 Internal investigations of organizations — Guidance En que tes internes des organisations — Recommandations Reference number ISO/TS 37008:2023 (E) O ISO 202 3 ISO/TS37008:2023(E) COPYRIGHT PROTECTED DOCUMENT @ ISO 2023 elriedsttehrsisapneyc, qaunielena,idoig,npohtaortiopriantmay the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester: ISO copyright office CP401 ·Ch.de Blandonnet8 CH- 1214 Vernier, Geneva Phone:+41227490111 Email: copyright@ Website: Published in Switzerland ii ISO 2023-All rights reserved 7 S 7 Safety and protection measures 4 7.1 Preserving and securing evidence 4 7.2 Protection of and support to personnel involved in investigations 5 7.3 Anti-retaliation 5 7.4 Safeguarding 5 ISO/TS 37008; 2023 (E) Contents Page F Foreword v Introduction vi 1 Scope 1 2 Normative references 1 3 Terms and definitions 1 4 Principles 3 4.1 Independent 3 4.2 Confidential 3 4.3 Competent and professional 3 4.4 Objective and impartial 3 4.5 Legal and lawful 3 5 Support for internal investigations 3 5.1 Resou rces 3 5.2 Leadership and commitment 4 6 Establishment of investigation policy or procedure 4 8 Investigative process 5 8.1 Investigation team 5 8.1.1 Appointment of the investigation team 5 8.1.2 Investigation reporting line 5 8.2 Preliminary assessment 6 8.3 Determining the scope of the investigation 6 8 .3.1 Scope 6 8 .3.2 Scope changes 6 8. 3 .3 Determinat