2025国考深圳证券监管英语核心词汇与缩略语速查手册.docxVIP

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2025国考深圳证券监管英语核心词汇与缩略语速查手册

一、词汇填空题（每题2分，共10题）

说明：从下列选项中选择最合适的单词填入句子空白处，使句子意思完整、准确。

1.TheSecuritiesandExchangeCommission(SEC)hasintroducedstricter______topreventinsidertrading.

A.regulations

B.policies

C.guidelines

D.measures

2.Mutualfundsareapopularinvestment______forretailinvestorsseekingdiversification.

A.option

B.choice

C.strategy

D.method

3.The______ofstockpricescanbeinfluencedbyeconomicindicatorssuchasGDPgrowth.

A.fluctuation

B.variation

C.movement

D.change

4.Regulatorybodieslikethe______monitorthefairnessoffinancialmarkets.

A.CFTC

B.FCA

C.FINRA

D.ASIC

5.A______isafinancialinstrumentthatrepresentsownershipinacorporation.

A.bond

B.share

C.derivative

D.warrant

6.The______marketiswhereshort-termborrowingandlendingoccurbetweenfinancialinstitutions.

A.capital

B.money

C.primary

D.secondary

7.Companiesmustdisclosetheirfinancial______tocomplywithsecuritieslaws.

A.statements

B.reports

C.documents

D.records

8.The______isakeymetricusedtoassessacompany’sprofitability.

A.P/Eratio

B.ROI

C.EPS

D.GDP

9.The______aimstoprotectinvestorsfromfraudulentsecuritiespractices.

A.Dodd-FrankAct

B.Sarbanes-OxleyAct

C.Glass-SteagallAct

D.SecuritiesActof1933

10.A______isalegalagreementbetweentwopartiestobuyorsellsecuritiesatafuturedate.

A.futurescontract

B.optionscontract

C.forwardcontract

D.swapagreement

二、缩略语解释题（每题3分，共5题）

说明：解释下列缩略语在证券监管领域的含义。

1.CFTC

2.FINRA

3.ETF

4.IPO

5.SEC

三、句子翻译题（每题4分，共5题）

说明：将下列英文句子翻译成中文，要求准确、流畅。

1.Themarketregulatorimposedatemporarybanonshortsellingtostabilizeprices.

2.Retailinvestorsshoulddiversifytheirportfoliostomitigaterisk.

3.Thecompany’sannualreportincludesdetailedfinancialdisclosures.

4.TheFed’sdecisiontoraiseinterestratesimpactedglobalcapitalflows.

5.insidertradingisillegalandsubjecttoseverepenalties.

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