2025国考厦门证券监管英语核心词汇与缩略语速查手册.docxVIP

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2025国考厦门证券监管英语核心词汇与缩略语速查手册

一、单选题（每题2分，共10题）

1.题干：ThetermSECinthecontextofsecuritiesregulationtypicallyreferstothe______.

选项：

A.SecuritiesandExchangeCommission

B.StockExchangeCouncil

C.SecuritiesExchangeCommittee

D.SecurityExchangeCommission

答案：A

2.题干：WhichofthefollowingisakeyrequirementundertheRegulationofSecuritiesTradinginChina?

选项：

A.Minimumcapitalrequirementforbrokers

B.Mandatoryriskdisclosureforinvestors

C.Licensingoffinancialintermediaries

D.Alloftheabove

答案：D

3.题干：IPOstandsfor______inthefinancialindustry.

选项：

A.InitialPublicOffering

B.InternationalPortfolioOffering

C.InvestmentPortfolioOptimization

D.IncentivePerformanceObligation

答案：A

4.题干：Theterminsidertradingrefersto______.

选项：

A.Tradingsecuritiesbasedonnon-publicinformation

B.Sellingsecuritiesatahighprice

C.Buyingsecuritiesinbulk

D.Participatinginastockmarketcrash

答案：A

5.题干：Whichregulatorybodyin厦门isprimarilyresponsibleforoverseeingsecuritiesandfuturesmarkets?

选项：

A.中国证监会（CSRC）

B.中国人民银行（PBOC）

C.厦门市金融工作局

D.中国银保监会（CBIRC）

答案：C

二、多选题（每题3分，共5题）

6.题干：WhichofthefollowingarekeycomponentsoftheCodeofConductforSecuritiesIntermediaries?

选项：

A.Conflictofinterestmanagement

B.Clientassetprotection

C.Unauthorizedtradingprohibition

D.Minimumfeerequirements

答案：A,B,C

7.题干：TheSecuritiesLawofthePeoplesRepublicofChinaincludesprovisionson______.

选项：

A.Companygovernance

B.Marketmanipulation

C.Retirementplanning

D.Derivativestrading

答案：A,B,D

8.题干：ETFstandsfor______.

选项：

A.Exchange-TradedFund

B.EmergingTradingFramework

C.EnhancedTradingFormat

D.ExpandedTradingFunction

答案：A

9.题干：Regulatoryrequirementsin厦门forsecuritiescompaniesinclude______.

选项：

A.Capitaladequacyratios

B.Riskmanagementsystems

C.Customereducationprograms

D.Annualauditcompliance

答案：A,B,D

10.题干：TheAnti-MoneyLaunderingRegulations