中国区域环境绩效及波特假说的再检验.pdfVIP

中国环境科学 2013,33(5) ：952~959 China Environmental Science 中国区域环境绩效及波特假说的再检验 范 丹 1,2*,王维国 1,2 (1.东北财经大学数学与数量经济学院,辽宁 大连 116025 ；2. 中国科学院预测科学研究中心 东北分中心,辽宁 大连 116025) 摘要： 以二氧化碳为非期望产出,基于序列 DEA 的方向性距离函数、环境规制强度指数、Malmqulist-Luenberger 指数,测度了 1999~2010 年中国 30 个省、市、自治区及东、中、西、东北四大区域的环境技术效率、环境规制成本及全要素生产率,并对四大区域的全要素生产 率进行了波特假说的再检验.研究结果表明:区域间的环境技术效率呈现东-东北-中-西依次递减的演变格局;东北老工业基地的环境规 制成本最高、西部地区最低 ;环境规制强度与全国及四大区域全要素生产率有显著的正相关性,这支持了波特假说的存在;技术进步效应 的检验结果显示,只有中部区域支持波特假说的存在,西部区域检验结果表明碳排放的规制过高会对技术进步带来消极影响;环境技术效率 变化效应的检验结果显示,全国及四大区域均支持波特假说的存在,碳排放规制强度的加强,会推动各地区在不同时期追赶最优生产前沿面 的程度. 关键词：环境技术效率；环境规制成本；全要素生产率；波特假说 中图分类号：X321 文献标识码：A 文章编号：1000-6923(2013)05-0952-08 Environmental performance in China’s regional economies and re-testing the Porter Hypothesis. FAN Dan1,2*, WANG Wei-guo1,2 (1.Department of Mathematics and Quantitative Economics, Dongbei University of Finance and Economics, Dalian 116025, China ；2.Center for Econometric Analysis and Forecasting, Northeastern Branch Liaoning, Chinese Academy of Sciences, Dalian 116025, China). China Environmental Science, 2013,33(5)：952~959 Abstract ：Based on the sequence DEA-DDF, regulation index, Malmquist-Luenberger (ML) productivity index, environmental technical efficiency, cost of environmental regulation and total factor productivity in eastern, central, western, northeast regions, 30 provinces of china from 1999 to 2010 were measured, and re-testing the Porter hypothesis were taken.The results showed that, the structure of environmental technical efficiency presented the highest in eastern, a little bit lower in northeast, lower in Central and the lowest in western regions. The cost of environmental regulation was the highest in the old industrial base of the northeast , the lowest in the western regions; environmental regulation intensity and tot