我国离岸金融监管制度研究——以中国（上海）自由贸易试验区为例.pdf

•私:嫂说推食 2017年第1期（总第171期） 金融盟管 我齒离岸舍融益管嫺歲蚵究 —— 以中国(上海）自由贸易试验区为例 吴子璃 ( 中央财经大学，北 京 100081) 摘 要 : 在考察了上海自贸区离岸金融的发展和我国离岸金融监管制度的现状，借鉴域外离岸金融市场监管先进 经验的基础上，提出应结合我国国情，选择“分离渗透型”离岸金融监管模式。同时应完善离岸金融立法，提高立法 位阶;构建统一的监管体系，明确离岸金融监管机构职责；完善准入监管、过程监管、退出监管等。 关 键 词 ：离岸金融；监管制度；自由贸易试验区 中图分类号:F831 文献标识码:A 文章编号= 2 0 9 6 -2 5 1 7 (2 0 1 7 )0 1 -0 0 1 7 -0 7 Research on Legal System of China’s Offshore Financial Supervision A Case Study of China (Shanghai) Pilot Free Trade Zone Wu Ziyao (Central University of Finance and Economics , Beijin 100081, China ) Abstract ：This paper firstly analyses the nature of offshore finance, history of development of offshore financial market and existing legal system of supervision, and then carries out empirical investigation of offshore finance development and legal system of supervision in Shanghai Pilot Free Trade Zone, and proposes that we should leam from foreign experiences and integrate with China^ condition to establish a supervision model characterized by separation of infiltration. We should also improve legislation of offshore finance, establish unified supervision system, and clarify responsibility of financial supervision agencies. We should also improve access supervision, process supervision and exit supervision. Key words ：offshore finance; supervision legal system; Pilot Free Trade Zone 收稿日期:2016-12-10 作者简介:吴子瑶(1993-)，男，江西进贤人，中央财经大学法学院，研究方向为金融法。 17 •私:嫂说推食