浅议我国股票市场风险及其规避措施 论文.doc

浅议我国股票市场风险及其规避措施  摘 要 在全球资本市场的发展进程中，中国股票市场的产生与发展是一道独特的风景线。股市规模不断扩大，机构投资超常规发展，战略投资群体逐渐形成；上市融资，已经成为国有企业现代企业制度建立及法人治理结构完善的重要途径。 本文对股票市场风险问题进行了探讨，首先对股票市场风险内涵、股票市场风险的特征进行了理论研究，并通过一系列的数据分析股票市场发展现状存在的问题，及其原因。然后将如何规避市场风险的策略进行了系统而全面的阐述。在此基础上分析股票市场风险在股票市场体系及市场经济运行中的重要性，探索提出规避股票市场风险需要良好的投资心态和明确的投资原则，以及个性化的投资方式。最后对全文进行了总结，提出个体投资者不仅要学习证劵、法律知识，还应该了解自身存在的心理弱点和投资者的普遍心理。 关键字： 股票市场，股票市场风险，风险规避  Abstract In the development process of the global capital markets, the emergence and development of Chinas stock market is a unique landscape. The stock market is expanding, the unconventional development of institutional investors, strategic investment group gradually formed; public financing, has become a modern enterprise system in state-owned enterprises to establish and improve the corporate governance structure. Discussed on the stock market risk, The risk connotation of the stock market, stock market risk characteristics of the theoretical research, and through a series of data to analyze the problems of the development status of the stock market, and their causes. And then how to avoid market risk strategy of systematic and comprehend sive exposition. On this basis, the importance of analysis of stock market risk in the stock market system and market economy, to explore proposed to avoid the risk of the stock market a good investment mentality and a clear investment principles, as well as personalized investment. Finally, the full text of the summary of the individual investors not only to study securities, legal knowledge, but also should be aware of their own psychological weaknesses and investors in general psychology. Keywords: Stock market, stock market risk, risk aversion 目 录 摘 要 I Abstract I 一、引言 1 二、股票市场风险的理论概述 1 （一）股票市场风险的内涵 1 （二）股票市场风险的特性 2 1.影响面大 2 2.波动性强 2 3.突发性强 3 4.可控性弱 3 二、股票市场的发展现状和缺失的原因分析 4 （一）股票市场风险表现现状分析 4 1.股票价格明显背离其自身真实价格 4 2.股票市场效率低下阻碍市场功能发挥 5 （二）股票市场风险较高的原因分析 6 1.功能性风险 6 2.政策风险 7 3.周期性波动风险 7 4.诚信风险 8 四、规避股票市场风险的策略研究 8 （一）端正的投资心态 8 （二）明确的“止亏”原则 9 （三）个性化