引进战略投资者对商业银行绩效的影响.PDF

The Organizational Mechanisms through Which Foreign Strategic Investors Help Improve the Performance of Chinese Commercial Banks: A Qualitative Analysis by Xinyi Liu A Dissertation Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Business Administration Approved March 2015 by the Graduate Supervisory Committee: Ker-Wei Pei, Chair Hong Chen Wei Shen ARIZONA STATE UNIVERSITY May 2015 引进战略投资者对商业银行绩效的影响 刘信义 DBA 学位申请论文 研究生论文管理委员会 批准于2015 年3 月: 贝克伟教授，主任委员 陈宏教授 沈伟教授 亚利桑那州立大学 2015 年5 月 ABSTRACT In this study I investigate the organizational mechanisms (pathways) through which strategic investors can help a firm improve performance. Many commercial banks in China have recently invited foreign banks as strategic investors since China’s entry into the World Trade Organization (WTO), hoping to gain managerial and technological knowhow from the foreign banks. Using Shanghai Pudong Development Bank as a representative example, I conduct an in-depth qualitative analysis about how the joining of Citi Bank as a strategic investor has helped the local Chinese bank improve its financial performance. On the basis of a comprehensive review of the relevant literature, I first develop a theoretical model that describes the organizational mechanisms (pathways) through which foreign strategic investors can influence the loc