2011年兰州银行股份有限公司次级债券募集说明书.pdf

2011 年兰州银行股份有限公司次级债券募集说明书 重要提示 发行人确认截至本募集说明书封面载明日期，本募集说明书不 存在虚假记载、重大遗漏及误导性陈述。投资者购买本期债券，应 当认真阅读本募集说明书及有关的信息披露文件，进行独立的投资 判断。有关主管部门对本期债券发行的批准，并不表明其对本期债 券的投资价值作出了任何评价，也不表明对本期次级债券的投资风 险作出了任何判断。 6-2 2011 年兰州银行股份有限公司次级债券募集说明书 目 录 绪 言······································································································· 4 第一章 释义····························································································· 6 第二章 募集说明书概要········································································ 9 第三章 本期债券次级性说明及风险提示··········································17 第四章 本期债券情况···········································································27 第五章 发行人基本情况······································································33 第六章 发行人历史财务数据和指标··················································44 第七章 发行人财务结果的分析··························································49 第八章 本期债券募集资金的使用······················································61 第九章 债券发行后发行人财务结构及已发行未到期的其他债券·62 第十章 发行人所在行业状况······························································63 第十一章 发行人业务状况及所在行业的地位分析·························71 第十二章 发行人与主要股东、子公司及其他投资者的投资关系·76 第十三章 公司董事、监事及高级管理人员······································77 第十四章 本期债券承销和发行方式··················································82 第十五章 债券涉及税务等相关问题分析··········································84 第十六章 本期债券信用评级情况······················································86 第十七章 发行人律师的法律意见······················································89 第十八章 本次发行有关机构······························································90 第十九章 备查资料···············································································93 6-3 2011 年兰州银行股份有限公司次级债券募集说明书 绪 言 本期债券业经《中国银监会关于兰州银行发行