控股股东对中小股东的利益侵占问题分析.docVIP

控股股东对中小股东的利益侵占问题分析 主商要：本篇论文，针对控股股东侵占中小股东利益的问题，展开一系列深入的 探讨。首先，是对我国公司当前控股股东与屮小股东之间的利益侵占问题进行概 述，解释了近几年，人们对公司代理问题的焦点为什么从所有者与经营者之间， 转向了控股股东与中小股东之间。并对控股股东及一些名词的含义进行了解释。 其次，木文分析了造成控股股东侵占行为的木质原因，即控股股东与中小股东的 利益冲突。在这个大前提下，本文又分析了使侵占行为成立的几个条件，包括一 股独大的股权结构、资本多数原则、所有权与控制权的不对等以及外界监管力度 的缺乏。经过上面的讨论，得出结论，针对如何保护中小股东的利益免受侵害这 个问题，应当制度的建立与完善入手，提出和应的解决措施。 ABSTRACT: This paper will have a further discussion concerning the problem of interest between controlling shareholders and minority shareholders. First of all, I will make an introduction about this problem. And I will explain why in recent years people focus more on the problem of agency between controlling shareholders and minority shareholders instead of that of owners and operators. And I will also explain the concept of controlling shareholders. Secondly, this paper will analyze the essential reason why controlling shareholders do this. I think it s because of the conflict of interest between controlling shareholders and minority shareholders. In this proposition, this paper will then analyze the conditions that make this action can put into practice, including the equity structure in which one shareholder is in dominated proportion, the principle of capital majority, the non-equivalence of ownership and control rights and the lack of regulation. After a series of discussion, T wi 11 make a conclusion: we should protect the interest of minority shareholders in terms of the legal system and put forward some solutions. 关键词：控股股东中小股东利益侵占保护措施 TOC \o 1-5 \h \z 1.1相关问题概述 3 1.2相关概念及定义 3 1.2.1控股股东的含义 3 1.2.2控制权私有收益 3 1.2.3剩余索取权 4 HYPERLINK \l bookmark2 \o Current Document \h 2控股股东侵占中小股东利益的原因 4 HYPERLINK \l bookmark3 \o Current Document \h 3控股股东侵占中小股东利益的条件 5 3.1 “一股独大”的股权结构 5 3.2资木多数原则存在弊端 6 3.2.1股东大会形同虚设 6 3.2.2董事会无法发挥作用 6 3.2.3监事会权利受限 7 3.3所有权与控制权不对等 7 3.4外界监管力度的缺乏 7 HYPERLINK \l bookmark4 \o Current Document \h 4保护中小股东利益的措施 8 4.1完善股东诉讼机制 8 4.2完善信息披露制度 9 4.3完善独立董事制度 10 4.4完善分红制度 10 HYPERLINK \l bookmark5 \o Current Document \h 5结束语 11