股东派生诉讼问题研究-法学·经济法学专业论文.docxVIP

I I 股东派生诉讼问题研究 中文摘要 股东派生诉讼是指当公司受到他人侵害，其内部机关基于种种原因，却怠于 行使诉权时，股东可为公司的整体利益以自己的名义向法院提起诉讼，要求追究 其法律责任的诉讼制度。该制度由英国法院所确立，成熟发展于美国，有利于维 护中小股东的合法权利和完善公司的治理结构。我国在 2005 年修订的《中华人 民共和国公司法》中引入股东派生诉讼，与国际法律接轨，极大的促进了我国法 律的现代化。令人遗憾的是该制度在我国只是一个原则性的规定，没有相关的配 套制度，也限制了其功效的发挥。本文通过引入三个案例，导出所要讨论的问题。 由此可知，对于股东派生诉讼而言，股东派生诉讼主体不明确，相关程序规定、 诉讼结果的分配等问题法律规定均过于原则。本文用历史研究法、比较法等对这 三个问题进行分析后提出相关完善建议。 全文其分为五个部分，本文第一部分通过介绍案例，指出由其所引发的问题。 根据相关问题展开本文的阐述。以下三个部分就对问题进行逐一分析并提出完善 建议。分别为股东派生诉讼的主体分析与完善、程序的介绍与完善以及股东派生 诉讼费用的规制与完善。本文认为原告资格认定规定要再细化一些，被告的范围 应相对扩大，公司的法律地位可以认定为无独立请求权的第三人。其次是股东派 生诉讼的程序，前置程序与程序规定要完善其规定，有力指导实践。最后是股东 派生诉讼的费用的规则与结果的承担。文章以原告为线索分为胜诉、败诉和和解 程序对其进行分析与完善。最后一部分是对案例问题的解决，利用本文的建议解 决案例中的问题。引入股东派生诉讼费用担保制度、诉讼费用的补偿请求权和赔 偿请求权制度，分析该制度的合理性与可靠性，保障我国中小股东的合法权利。 关键词: 股东 派生诉讼 程序 完善 II II A STUDY ON SEVERAL ISSUES OF STOCKHOIDER’S DERIVATIVE ACTION SYSTEM Abstract Shareholder derivative action by others against their internal organs for various reasons, but delayed in exercising the right to appeal the shareholders for the overall interests of the company in its own name to the court proceedings, called for the prosecution of its liability litigation system. The system established by a court in the United Kingdom, the the mature developed in the United States, is conducive to safeguarding the legitimate rights of small shareholders and improve the companys governance structure. Our shareholder derivative action introduced in the amendments to the Law of the Peoples Republic of China in 2005, with international legal standards, greatly contributed to the modernization of our laws. Regrettably, the system in our country is just a matter of principle provisions not related supporting systems also limit its efficacy play. This paper introduced shareholder derivative action connotation, elaborated on the basic theory, including the basis of substantive law, the basis of procedural law as well as the value orientation of the system itself, then with extraterritorial wears relatively perfect proposal put forward for our co